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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-14
GA RA APPROVED 2017-03-08
  • TX RA
    APPROVED_RES
    Since 2024-02-14
  • GA RA
    APPROVED
    Since 2017-03-08

Branch Locations

Gainesville, FL • United States

12600 Deerfield Parkway, Alpharetta, GA 30004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Roswell GA 03/2012 02/2017
Guardian Life Insurance Company Roswell GA 09/2011 02/2017
Thrivent Investment Management Inc Alpharetta GA 03/2017 Present
Thrivent Financial Appleton WI 03/2017 05/2017
Thrivent Financial Appleton WI 05/2017 Present
  • 03/2012 → 02/2017
    Park Avenue Securities
    Roswell, GA
  • 09/2011 → 02/2017
    Guardian Life Insurance Company
    Roswell, GA
  • 03/2017 → Present
    Alpharetta, GA
  • 03/2017 → 05/2017
    Thrivent Financial
    Appleton, WI
  • 05/2017 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

CAFE 1040 POSITION: Board member NATURE: Cafe 1040'sseeks to mobilize the next generation of missionaries though providing short term emersion experiences where young adults can walk alongside long-term missionaries to see what their day to day lives are like. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: PO BOX 110, Alpharetta GA 30009, United States DESCRIPTION: Attend quarterly meetings, provide input, support, direction and accountability to the organization, vote on key orders of business such as annual budgets, strategic initiatives, etc. THE FORT FOSTER CARE INC POSITION: board member NATURE: The Fort Foster Care is dedicate to Protecting Foster Children With Strong Support SystemsThe Fort Foster House is caring for foster children in a structure that welcomes children, siblings, and more in Forsyth County.? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 1760 Blossom Creek Ln, Cumming GA 30040, United States DESCRIPTION: Attend monthly board meetings.Provide ongoing non financial guidance and support for the executive director and subcommittee teams dedicated to strategy, policies and procedures, planning, marketing, and events. PITT & SMITH LLC POSITION: Partner NATURE: The original OBA was canceled accidently, so this is to reinstate it as an active OBA. The only info that has changed is the business address b/c we moved from the Longwood lane location so the business address is now my partners location. LLC established for a partnership in the ownership and rental of residential realestate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 260 Hollyridge Way, Roswell GA 30076, United States DESCRIPTION: 50% owner. Find and retain renters, periodically inspect the property, provide repaires as needed, keep track of income and expenses, provide finacial documents to CPA for tax preparation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-07
S63 Uniform Securities Agent State Law Examination 1997-06-06
  • S66 Uniform Combined State Law Examination
    2012-09-07
  • S63 Uniform Securities Agent State Law Examination
    1997-06-06
Other Names
  • Michael John Smith
  • Michael J Smith

View on SEC IAPD

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