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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-14 |
| GA | RA | APPROVED | 2017-03-08 |
Branch Locations
Gainesville, FL • United States
12600 Deerfield Parkway, Alpharetta, GA 30004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Roswell | GA | 03/2012 | 02/2017 |
| Guardian Life Insurance Company | Roswell | GA | 09/2011 | 02/2017 |
| Thrivent Investment Management Inc | Alpharetta | GA | 03/2017 | Present |
| Thrivent Financial | Appleton | WI | 03/2017 | 05/2017 |
| Thrivent Financial | Appleton | WI | 05/2017 | Present |
CAFE 1040 POSITION: Board member NATURE: Cafe 1040'sseeks to mobilize the next generation of missionaries though providing short term emersion experiences where young adults can walk alongside long-term missionaries to see what their day to day lives are like. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: PO BOX 110, Alpharetta GA 30009, United States DESCRIPTION: Attend quarterly meetings, provide input, support, direction and accountability to the organization, vote on key orders of business such as annual budgets, strategic initiatives, etc. THE FORT FOSTER CARE INC POSITION: board member NATURE: The Fort Foster Care is dedicate to Protecting Foster Children With Strong Support SystemsThe Fort Foster House is caring for foster children in a structure that welcomes children, siblings, and more in Forsyth County.? INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 1760 Blossom Creek Ln, Cumming GA 30040, United States DESCRIPTION: Attend monthly board meetings.Provide ongoing non financial guidance and support for the executive director and subcommittee teams dedicated to strategy, policies and procedures, planning, marketing, and events. PITT & SMITH LLC POSITION: Partner NATURE: The original OBA was canceled accidently, so this is to reinstate it as an active OBA. The only info that has changed is the business address b/c we moved from the Longwood lane location so the business address is now my partners location. LLC established for a partnership in the ownership and rental of residential realestate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 260 Hollyridge Way, Roswell GA 30076, United States DESCRIPTION: 50% owner. Find and retain renters, periodically inspect the property, provide repaires as needed, keep track of income and expenses, provide finacial documents to CPA for tax preparation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-06 |
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