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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Insurance | Snellville | GA | 02/2009 | 01/2017 |
| State Farm Vp Management Corp. | Snellville | GA | 02/2009 | 01/2017 |
| Prudential Insurance Company Of America | Decatur | GA | 01/2017 | Present |
| Pruco Securities, Llc. | Decatur | GA | 01/2017 | Present |
| Lpl Enterprise, Llc | Atlanta | GA | 11/2024 | Present |
ATLANTA HAWKS POSITION: Mobile App Box Office Specialist NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2019 ADDRESS: 1 Phillips Drive, Atlanta GA 30303, United States DESCRIPTION: Work with Hawks customers to assist with downloading ticket apps. HEALTH INSURANCE POSITION: Health insurance sales through non-sponsored carriers. NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/03/2024 ADDRESS: 2700 East College Ave #329, Decatur GA 30030, United States DESCRIPTION: Health insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-10 |
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