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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
1500 41St Ave Suite 260B, Capitola, CA 95010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Los Gatos | CA | 05/2007 | 06/2024 |
| Securities America Advisors, Inc | Los Gatos | CA | 01/2008 | 06/2024 |
| Osaic Wealth, Inc. | Capitola | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Capitola | CA | 06/2024 | Present |
1. BROOKE W. HASKINS POSITION: agent/owner NATURE: Insurance Sales - Agent - Investment Related INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 1500 41st Ave Suite 260B, Capitola CA 95010, United States DESCRIPTION: Maintain insurance and annuity policies and contracts, inherited by previous agent, James Matzger. 2. BOARD OF TRUSTEES FOR THE ART PROGRAM AT WASHINGTON UNION SCHOOL DISTRICT POSITION: Board member NATURE: I have been invited to join the board of directors for the art program at my children's school. I would not hold an officer position, but would be a general board member. The board votes on decisions regarding the art program, as well as volunteering time to set up events such as the annual art show and pumpkin fundraiser. The school district is the Washington Union School District, and it is in Salinas, CA. The schools in the district are 2 elementary schools and 1 middle school. I told the board that I would need to seek pre-approval before I could join. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2025 ADDRESS: 43 San Benancio Road, Salinas CA 93908, United States DESCRIPTION: The board meets 5 times a year to discuss the art program for the elementary and middle school. The board also assists the program director, who teaches the art in the schools in helping to set up the annual art show and paint pumpkins in the fall.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-13 |
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