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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-02
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

2177 Nave Road Se, Massillon, OH 44646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Massillon OH 11/1996 Present
Raymond James Financial Services Advisors, Inc Massillon OH 01/2009 Present
S & L Holdings Llc Massilon OH 11/2008 07/2019
Richard G. Leffler Jr. Cpa Inc. Massillon OH 10/1991 Present
N/A - Rotary Club Massillon OH 02/2012 Present
  • 11/1996 → Present
    Raymond James Financial Services, Inc.
    Massillon, OH
  • 01/2009 → Present
    Massillon, OH
  • 11/2008 → 07/2019
    S & L Holdings Llc
    Massilon, OH
  • 10/1991 → Present
    Richard G. Leffler Jr. Cpa Inc.
    Massillon, OH
  • 02/2012 → Present
    N/A - Rotary Club
    Massillon, OH
Other Businesses

(1)Name of Business: Richard G Leffler Jr Cpa Inc Address: 2177 NAVE RD SE, MASSILLON, OH, 44646, United States Activity Type: Accounting/CPA Position/Title: Officer - CEO Investment Related: No Start Date: 10/01/1991 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (2)Name of Business: ROTARY CLUB OF MASSILLON Address: 2177 NAVE RD SE, MASSILLON, OH, 44646, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 02/01/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: REPORTING FUNCTIONS ONLY - NO CONTROL OF FUNDS (3)Name of Business: STOLL FINANCIAL GROUP LLC Address: 2177 Nave Rd SE, Massillon, OH, 44646-7451, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NONE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-15
  • S63 Uniform Securities Agent State Law Examination
    1999-09-15
Other Names
  • Richard Gleim Leffler
  • Richard Gleim Leffler
  • Richard Gleim Leffler

View on SEC IAPD

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