Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-24
IL RA APPROVED 2025-01-23
  • FL RA
    APPROVED
    Since 2025-01-24
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

3256 Ridge Road, Lansing, IL 60438 • United States

370 S. County Farm Road, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Chicago IL 01/2013 01/2025
Lpl Financial Llc Chicago IL 01/2025 Present
  • 01/2013 → 01/2025
    Wayne Hummer Investments
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2008-06-12 → 2025-01-28
    Wintrust Investments Llc
    Lansing, IL
    Clarendon Hills, IL
    Naperville, IL
    Elk Grove Village, IL
    Chicago, IL
    Willowbrook, IL
    Riverside, IL
    Arlington Heights, IL
    Arlington Heights, IL
    Frankfort, IL
    Chicago, IL
    Hinsdale, IL
    Wheaton, IL
    Western Springs, IL
    Chicago, IL
    Bloomingdale, IL
    Glen Ellyn, IL
    Downers Grove, IL
    Chicago, IL
    New Lenox, IL
    Arlington Heights, IL
    Arlington Heights, IL
    Des Plaines, IL
    Elgin, IL
    Naperville, IL
    Naperville, IL
    Geneva, IL
    St. Charles, IL
    Mokena, IL
    Wheaton, IL
    Elmhurst, IL
    Roselle, IL
    Chicago, IL
  • 2004-11-02 → 2008-06-19
    Beverly Hills, CA
    Palo Alto, CA
    Encino, CA
    Chicago, IL
    Highland Park, IL
    Los Angeles, CA
  • 2001-03-27 → 2004-11-08
    Invest Financial Corporation
    Chicago, IL
Other Businesses

1- 01/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wintrust Investments - Director of Sales- Investment Related - At Reported Business Location(s) - Start Date 06/12/2008- 120 hours per month/ during trading 2- 01/2025- Plainfield Central High School- Coach/ Sports/ Fitness- Coach Football - Not Investment Related - Plainfield, IL - Start Date 04/01/2018 - 20 hours per month/ 0 hours during trading 3- 01/21/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Macatawa Retirement Benefit Advisors - Investment Related - At Reported Business Location(s) - Start Date 01/15/2026- 20 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-01
S63 Uniform Securities Agent State Law Examination 1997-01-24
  • S65 Uniform Investment Adviser Law Examination
    2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor