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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-24 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
3256 Ridge Road, Lansing, IL 60438 • United States
370 S. County Farm Road, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments | Chicago | IL | 01/2013 | 01/2025 |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1- 01/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wintrust Investments - Director of Sales- Investment Related - At Reported Business Location(s) - Start Date 06/12/2008- 120 hours per month/ during trading 2- 01/2025- Plainfield Central High School- Coach/ Sports/ Fitness- Coach Football - Not Investment Related - Plainfield, IL - Start Date 04/01/2018 - 20 hours per month/ 0 hours during trading 3- 01/21/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Macatawa Retirement Benefit Advisors - Investment Related - At Reported Business Location(s) - Start Date 01/15/2026- 20 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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