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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-16 |
| FL | RA | APPROVED | 2025-12-02 |
| ME | RA | APPROVED | 2010-03-09 |
Branch Locations
St Augustine, FL • United States
7 Portland Farms Rd, Suite #2, Scarborough, ME 04074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Scarborough | ME | 03/2010 | Present |
1. 11/24/2017 - Dawn Chambers Agency Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/07/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed Insurance. 2. 4/15/2021 - Navigate Wealth Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-07 |
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