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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-16
FL RA APPROVED 2025-12-02
ME RA APPROVED 2010-03-09
  • TX RA
    APPROVED_RES
    Since 2026-06-16
  • FL RA
    APPROVED
    Since 2025-12-02
  • ME RA
    APPROVED
    Since 2010-03-09

Branch Locations

St Augustine, FL • United States

7 Portland Farms Rd, Suite #2, Scarborough, ME 04074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Scarborough ME 03/2010 Present
Previous Registrations
  • 2009-11-17 → 2010-02-18
    Td Wealth Management Services Inc.
    Scarborough, ME
    York, ME
  • 2002-06-26 → 2009-11-17
    Cetera Investment Services Llc
    Scarborough, ME
Other Businesses

1. 11/24/2017 - Dawn Chambers Agency Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/07/2013 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed Insurance. 2. 4/15/2021 - Navigate Wealth Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-12
S63 Uniform Securities Agent State Law Examination 1996-12-07
  • S65 Uniform Investment Adviser Law Examination
    2022-02-12
  • S63 Uniform Securities Agent State Law Examination
    1996-12-07
Other Names
  • Bonnie Marie Drew

View on SEC IAPD

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