John David Richards

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-05-16

PA RA
APPROVED

Since 2024-05-16

Branch Locations

174 W State St, Doylestown, PA 18901 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1501 Lower State Road Suite 110, North Wales, PA 19454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Richards	Rockledge	PA	10/1995	Present
Minnesota Life	St Paul	MN	10/1996	05/2019
Securian Financial Services, Inc.	Huntingdon Valley	PA	11/1996	05/2019
M&K Financial Services	Huntingdon Valley	PA	10/1996	05/2019
Lincoln Financial Securities	North Wales	PA	06/2019	05/2024
Lpl Financial	Rockledge	PA	05/2024	Present

10/1995 → Present

John Richards

Rockledge, PA
10/1996 → 05/2019

Minnesota Life

St Paul, MN
11/1996 → 05/2019

Securian Financial Services, Inc.

Huntingdon Valley, PA
10/1996 → 05/2019

M&K Financial Services

Huntingdon Valley, PA
06/2019 → 05/2024

Lincoln Financial Securities

North Wales, PA
05/2024 → Present

Lpl Financial

Rockledge, PA

Previous Registrations

2019-06-19 → 2024-05-17

Osaic Fs, Inc.

North Wales, PA

Greensboro, NC
2012-02-29 → 2019-05-31

Securian Financial Services, Inc.

Huntingdon Valley, PA

Plymouth Meeting, PA

Other Businesses

1) 05/14/2024 - STRATEGIC PLANNING AND INSURANCE ADVISORS - Insurance Agency - Investment Related - 8 hrs/mth - North Wales, PA - Owner/Principal 2) 05/14/2024 - Non-Variable Insurance - Investment Related - 2 hrs/mth - NEWTOWN PA 18940 3) 05/14/2024 - REAL ESTATE RENTAL - John Richards - Owner - Investment Related - multiple locations - 2 hrs/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-08
S63	Uniform Securities Agent State Law Examination	1996-11-14

S65 Uniform Investment Adviser Law Examination

1999-07-08
S63 Uniform Securities Agent State Law Examination

1996-11-14

Designations

Other Names

John D Richards

View on SEC IAPD