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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-05-14 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
TEETH FAIRIES A BABY TEETH TRADITION LLC; NY; CHILDRENS BOOK SET; SPOUSE IS WRITING A CHILDRENS BOOK ABOUT THE TOOTH FAIRY; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 11/2013 *608428 - Roe Lumber; Investment Related - No; Florida, New York; Construction/Engineering; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent);09/2024; During Business Hours: 0; After Business Hours: 24; Customer Service, Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-02-03 |
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