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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Union Bank | Tacoma | WA | 09/2014 | 05/2023 |
| Unionbanc Investment Services | Tacoma | WA | 11/2014 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Bellevue | WA | 05/2023 | 02/2026 |
| U.S. Bank | Bellevue | WA | 05/2023 | Present |
| U.S. Bancorp Advisors, Llc | Bellevue | WA | 02/2026 | Present |
1) Morgan's Creek Covington HOA; Not investment-related; Covington, WA; Homeowner association of 34 houses established in approx 2004; Volunteer Treasurer; 1/2015; 2 hours/month; 0 hours/trading; I send dues notices annually and collect the annual dues for deposit, and I pay the monthly bills such as property taxes, insurance, electricity, and common area landscaping maintenance. 2) Family Life Community Church; Not investment-related; Federal Way, WA; Non Profit; Secratary; 12/18/2023; 2 hours/month, 0 hours/trading; Take meeting minutes at monthly meetings. 3) Battlefield Addiction; Not investment-related; Enumclaw, WA; Provide support for families of addicts in treatment and in recovery; Secretary of the Board and Board Member; 1/2025; 2 hours/month; 0 hours/trading; Take meeting minutes at all meetings and help shape the vision and the future of this organization as a member of the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-25 |
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