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Current Employers
North Star Investment Management Corporation

20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-05-01
  • IL RA
    APPROVED
    Since 2012-05-01

Branch Locations

20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Investment Management Corporation Chicago IL 05/2012 Present
Previous Registrations
  • 2007-03-07 → 2007-10-24
    Des Planies, IL
Other Businesses

1)INSURANCE PRODUCER LICENSED IN ILLINOIS; INVESTMENT-RELATED; 20 N. WACKER DRIVE, CHICAGO, IL; INSURANCE SERVICES; AGENT; JANUARY 2007; 10 HRS/MO; 10 HRS/MO DURING TRADING HOURS; LIFE AND HEALTH INSURANCE SALES. 2) TEACHES CLASS AT NORTHERN TRUST CO.; NOT INVESTMENT RELATED, 181 W. MADISON ST., CHICAGO, IL 60602; TEACHER; 8 HRS/MONTH, 0 DURING TRADING HOURS, 0$ IN EARNINGS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-06
S63 Uniform Securities Agent State Law Examination 1997-01-09
  • S66 Uniform Combined State Law Examination
    2007-03-06
  • S63 Uniform Securities Agent State Law Examination
    1997-01-09
Designations
Other Names
  • Sharon Lee Heine

View on SEC IAPD

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