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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-06-26
  • VA RA
    APPROVED
    Since 2026-06-26

Branch Locations

7501 Boulder View Drive, Suite 620, Richmond, VA 23225 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Co Inc Richmond VA 10/1996 06/2023
Minnesota Life Insurance Company St. Paul MN 10/1996 06/2023
Securian Financial Services Inc St. Paul MN 11/1996 06/2023
Keith Muth Richmond VA 01/2002 06/2023
Select Brokers, Llc Midlothian VA 08/2006 06/2023
Mariner Independent Advisor Network, Llc Overland Park KS 06/2023 06/2026
Watch Hill Financial, Inc. Richmond VA 06/2023 Present
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 10/1996 → 06/2023
    Virginia Asset Management Co Inc
    Richmond, VA
  • 10/1996 → 06/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 11/1996 → 06/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 01/2002 → 06/2023
    Keith Muth
    Richmond, VA
  • 08/2006 → 06/2023
    Select Brokers, Llc
    Midlothian, VA
  • 06/2023 → 06/2026
    Mariner Independent Advisor Network, Llc
    Overland Park, KS
  • 06/2023 → Present
    Watch Hill Financial, Inc.
    Richmond, VA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2023-06-05 → 2026-06-26
    Richmond, VA
  • 2003-01-03 → 2023-06-05
    Securian Financial Services, Inc.
    Midlothian, VA
    South Hill, VA
  • 1997-09-25 → 2003-01-03
    Investment Advisory Group, Inc.
    Richmond, VA
Other Businesses

1. Mr. Muth uses Watch Hill Financial, Inc. as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Muth is registered at, and is related to his investment services practice. Mr. Muth devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Muth devotes to activity providing investment services through PAG. 2. Mr. Muth is a Certified Public Accountant practicing with Muth Financial LLC, providing tax advice and tax preparation services. Mr. Muth devotes about 10 hours per month to this activity, including 10 hours during securities trading hours. This activity is located at the address where Mr. Muth is registered, but is not related to his investment services practice. Clients can engage Mr. Muth for tax advice and to provide tax preparation services, but any such advice or services are separate and apart from Private Advisor Group. 3. Mr. Muth is a notary public. Notarial services are separate and apart from Private Advisor Group. 4. Mr. Muth holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Muth provides. Mr. Muth may recommend the purchase of certain insurance-related products on a commission basis. Clients can engage Mr. Muth to purchase insurance products on a commission basis, but any such purchases are separate and apart from Private Advisor Group.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-12
S63 Uniform Securities Agent State Law Examination 1996-11-07
  • S65 Uniform Investment Adviser Law Examination
    1997-05-12
  • S63 Uniform Securities Agent State Law Examination
    1996-11-07
Designations

View on SEC IAPD

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