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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
SC RA APPROVED 2018-03-06
  • TX RA
    APPROVED
    Since 2024-07-15
  • SC RA
    APPROVED
    Since 2018-03-06

Branch Locations

530 Johnnie Dodds Boulevard, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Mt. Pleasant SC 03/2018 Present
Raymond James Financial Services Advisors Inc. Mount Pleasant SC 03/2018 Present
Suntrust Investment Services, Inc Mt. Pleasant SC 01/2010 03/2018
  • 03/2018 → Present
    Raymond James Financial Services, Inc
    Mt. Pleasant, SC
  • 03/2018 → Present
    Mount Pleasant, SC
  • 01/2010 → 03/2018
    Suntrust Investment Services, Inc
    Mt. Pleasant, SC
Previous Registrations
  • 2016-09-13 → 2018-03-05
    Charleston, SC
    Goose Creek, SC
    Mt. Pleasant, SC
    Summerville, SC
    Mt. Pleasant, SC
    Goose Creek, SC
    Charleston, SC
    Charleston, SC
    Mt. Pleasant, SC
    Charleston, SC
  • 2010-01-27 → 2016-12-31
    Truist Investment Services, Inc.
    Charleston, SC
    Charleston, SC
    Charleston, SC
    Goose Creek, SC
    Goose Creek, SC
    Charleston, SC
    Mount Pleasant, SC
    Charleston, SC
    Mt. Pleasant, SC
    Summerville, SC
    Mount Pleasant, SC
    Charleston, SC
    North Charleston, SC
    Charleston, SC
    North Charleston, SC
    Summerville, SC
    North Charleston, SC
  • 2005-03-07 → 2010-02-02
    Morgan Keegan & Company, Llc
    Charleston, SC
    Charleston, SC
  • 2000-08-12 → 2005-03-24
    Mt Pleasant, SC
Other Businesses

(1)Name of Business: Johnson Address: 530 Johnnie Dodds Blvd, Mount Pleasant, SC, 29464, United States Activity Type: Control Person Position/Title: Trustee (Named Only) Investment Related: Yes Start Date: 03/14/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Johnson Family ILIT TTEE for the benefit of all three siblings based on second-to-die provision (2)Name of Business: JohnsonCole Private Wealth Group Address: 530 Johnnie Dodds Blvd, Mount Pleasant, SC, 29464, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/27/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Marketing purposes only (3)Name of Business: Pinnacle Asset Management Address: 530 Johnnie Dodds Blvd, Mount Pleasant, SC, 29464, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/02/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial consultant

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1997-02-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1997-02-10
Designations
Other Names
  • Gill Johnson
  • E Gaillard Johnson

View on SEC IAPD

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