Robert Bruce Fitzpatrick

Northern Trust Securities, Inc.

Philadelphia, PA

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Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-03-08

MA RA
APPROVED

Since 2022-03-08

Branch Locations

Scituate, MA • United States

2001 Market Street Suite 1120, Philadelphia, PA 19103 • United States

125 Summer Street 14Th Floor, Boston, MA 02111 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northern Trust Securities, Inc.	Boston	MA	01/2022	Present
None	Cohasset	MA	04/2021	01/2022
Unemployed	Cohasset	MA	11/2017	08/2018
Ubs Asset Management	Hingham	MA	02/2015	11/2017
Conning Investment Products, Inc.	Hartford	CT	08/2018	03/2021
Conning, Inc.	Hartford	CT	08/2018	03/2021

01/2022 → Present

Northern Trust Securities, Inc.

Boston, MA
04/2021 → 01/2022

None

Cohasset, MA
11/2017 → 08/2018

Unemployed

Cohasset, MA
02/2015 → 11/2017

Ubs Asset Management

Hingham, MA
08/2018 → 03/2021

Conning Investment Products, Inc.

Hartford, CT
08/2018 → 03/2021

Conning, Inc.

Hartford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-16
S63	Uniform Securities Agent State Law Examination	2017-01-30

S66 Uniform Combined State Law Examination

2022-02-16
S63 Uniform Securities Agent State Law Examination

2017-01-30

Other Names

Bob Fitzpatrick
Robert B Fitzpatrick
Robert B. Fitzpatrick

View on SEC IAPD

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