Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-05-12
TX RA APPROVED 2022-05-06
  • OH RA
    APPROVED
    Since 2022-05-12
  • TX RA
    APPROVED
    Since 2022-05-06

Branch Locations

Flower Mound, TX • United States

545 Metro Place South Suite 220, Dublin, OH 43017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Dublin OH 07/2002 03/2017
Mml Investors Services, Llc Dublin OH 03/2017 05/2022
Massmutual Life Insurance Co Dublin OH 07/2016 05/2022
Cetera Investment Advisers Llc Dublin OH 05/2022 Present
Cetera Investment Services Llc St Cloud MN 05/2022 Present
  • 07/2002 → 03/2017
    Metlife Securities
    Dublin, OH
  • 03/2017 → 05/2022
    Dublin, OH
  • 07/2016 → 05/2022
    Massmutual Life Insurance Co
    Dublin, OH
  • 05/2022 → Present
    Dublin, OH
  • 05/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2017-03-25 → 2022-05-12
    Dublin, OH
    Dublin, OH
    Flower Mound, TX
  • 2002-10-02 → 2017-03-25
    Msi Financial Services, Inc.
    Dublin, OH
    Dublin, OH
Other Businesses

1)SKAFCO, DBA FOR CETERA BUSINESS, 100% OWNER 2) MASS MUTUAL FIXED PRODUCTS FOR LEGACY BUSINESS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-18
  • S63 Uniform Securities Agent State Law Examination
    1996-11-18
Designations

View on SEC IAPD

More in Flower Mound, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor