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Nycole Christina Vannata

&Partners

Staten Island, NY

Nashville, TN

Boston, MA

Clayton, MO

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-06
TX RA APPROVED 2024-09-06
  • NY RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

Staten Island, NY • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

280 Summer Street, 9Th Floor, Boston, MA 02210 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 09/2010 12/2016
Wells Fargo Clearing Services Llc New York NY 01/2017 09/2024
&Partners, Llc Nashville TN 09/2024 Present
  • 09/2010 → 12/2016
    Ubs Financial Services Inc
    New York, NY
  • 01/2017 → 09/2024
    Wells Fargo Clearing Services Llc
    New York, NY
  • 09/2024 → Present
    &Partners, Llc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-21
S63 Uniform Securities Agent State Law Examination 2001-01-27
  • S65 Uniform Investment Adviser Law Examination
    2022-11-21
  • S63 Uniform Securities Agent State Law Examination
    2001-01-27
Other Names
  • Nicole Christina Vannata
  • Nycole C Vannata

View on SEC IAPD

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