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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2010-08-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 08/2010 | Present |
| Penn Mutual Life Ins Co | Horsham | PA | 07/2010 | Present |
1) INSURANCE BROKERAGE - DBA: WEALTH CONTINUUM GROUP, INVESTMENT-RELATED, 4303 AVE CANNES, LUTZ, FL 33558, INSURANCE MARKETING, AGENT, START DATE: 06/2012, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) INSURANCE BROKERAGE AND TAX PREPARATION - DBA: PRIME FINANCIAL SERVICES, INVESTMENT-RELATED, 4303 AVE CANNES, LUTZ, FL 33558, INSURANCE SALES AND SERVICE, SENIOR ASSOCIATE, START DATE: 10/2003, APPROXIMATE NUMBER OF HOURS/MONTH: MORE THAN 40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. DBA IS USED FOR MARKETING PURPOSES. 3) TAX PREPARATION - DBA: PRIME FINANCIAL SERVICES, NOT INVESTMENT-RELATED, 4303 AVE CANNES, LUTZ, FL 33558, TAX PREPARATION, SENIOR ASSOCIATE/TAX PREPARER, START DATE: 1979, APPROXIMATE NUMBER OF HOURS/MONTH: MORE THAN 40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: TAX PREPARATION FROM FEBRUARY TO APRIL 15TH. APPROXIMATELY 80 HOURS/MONTH (20/WK) DURING THIS TIME FRAME. 4) ITRANSACT, NOT INVESTMENT-RELATED, 4303 AVE CANNES, LUTZ, FL 33558, DISCOUNT CREDIT CARD TRANSACTIONS, ACTING AS A RECOMMENDING SOURCE, START DATE: 01/01/12, APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: COLLECTING CREDIT CARD TRANSACTION STATEMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-07 |
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