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Michael Joseph Zadlo

Wells Fargo Clearing Services, LLC

Westport, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-02-01
  • CT RA
    APPROVED
    Since 2018-02-01

Branch Locations

450 Post Rd E [Support Center], Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade,Inc. Danbury CT 02/2007 11/2016
Wells Fargo Clearing Services Llc Westport CT 01/2018 Present
Oppenheimer Danbury CT 03/2017 12/2017
Unemployed Danbury CT 11/2016 03/2017
  • 02/2007 → 11/2016
    Scottrade,Inc.
    Danbury, CT
  • 01/2018 → Present
    Wells Fargo Clearing Services Llc
    Westport, CT
  • 03/2017 → 12/2017
    Oppenheimer
    Danbury, CT
  • 11/2016 → 03/2017
    Unemployed
    Danbury, CT
Previous Registrations
  • 2017-04-04 → 2018-01-05
    Oppenheimer & Co. Inc.
    Danbury, CT
  • 2016-10-03 → 2016-11-25
    Scottrade Investment Management
    Saint Louis, MO
  • 2004-01-12 → 2007-03-01
    Td Ameritrade, Inc.
    Stamford, CT
    Stamford, CT
  • 2006-04-25 → 2007-03-01
    Td Ameritrade Investment Management, Llc
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-15
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S66 Uniform Combined State Law Examination
    2003-12-15
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19
Other Names
  • Michael Joseph Zadlo
  • Michael Joseph Zadlo
  • Mike Zadlo

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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