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Current Employers
Lifemark Securities Corp.

400 West Metro Park, Rochester, NY 14623 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-06
  • CA RA
    APPROVED
    Since 2018-11-06

Branch Locations

Pittsburg, CA • United States

Oroville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Logue Asset Management Oroville CA 06/2000 Present
Foresters Equity Services, Inc Oroville CA 03/2011 10/2018
Lifemark Securities Corp. Rochester NY 11/2018 Present
  • 06/2000 → Present
    Logue Asset Management
    Oroville, CA
  • 03/2011 → 10/2018
    Foresters Equity Services, Inc
    Oroville, CA
  • 11/2018 → Present
    Rochester, NY
Previous Registrations
  • 2014-08-25 → 2018-11-06
    Foresters Equity Services, Inc.
    Pittsburg, CA
    Oroville, CA
    San Diego, CA
    Tustin, CA
Other Businesses

1. Logue Asset Management - Independent Insurance agent / 5 hours per month/ insurance sales 2. Housing Loan advisory committee city of Oroville/not investment related/1735 Montgomery Street Oroville, CA 95965/Advisory body to the city of Oroville/2/2024/1 hour per month/Approve or disapprove applicants for the city's housing loan supplement program.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-22
S63 Uniform Securities Agent State Law Examination 1996-12-04
  • S65 Uniform Investment Adviser Law Examination
    2014-08-22
  • S63 Uniform Securities Agent State Law Examination
    1996-12-04

View on SEC IAPD

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