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1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2022-09-30 |
| CA | RA | APPROVED | 2022-06-13 |
Branch Locations
1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Financial | Spfld | MA | 02/2005 | 06/2022 |
| Mml Investors Services | Los Angeles | CA | 02/2005 | 06/2022 |
| Awaim | Los Angeles | CA | 06/2022 | Present |
| Lpl Financial Llc | Los Angeles | CA | 06/2022 | 09/2025 |
| Awaim (Cria For Mml Investors Services) | Los Angeles | CA | 03/2012 | 06/2022 |
1) 6/2022- Ivan Illan - Non-Variable Insurance- Agent selling LTC, Disability, Life, Fixed Annuities, Health.- inv. related- Los Angeles, CA- start date 2005 2) AWAIM (HK) LIMITED; Chief Investment Officer; Investment related: Yes; Location: Room 122, 12/F, New Henry House Central District Hong Kong SAR China; Description: AWAIM (HK) LIMITED is a Participating Affiliate to ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM).; Start date: 2026-03-06; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Ivan ILLAN; Website address for the organization: https://www.awaim.hk/.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 2002-07-10 |
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