Douglas M Brauer

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-08-19
IA	RA	APPROVED	2025-04-09
SD	RA	APPROVED	2025-01-10
IN	RA	APPROVED	2025-01-06
NC	RA	APPROVED	2024-08-14
WA	RA	APPROVED	2023-07-19
NM	RA	APPROVED	2023-02-08
MN	RA	APPROVED	2022-07-13
AR	RA	APPROVED	2021-08-12
AZ	RA	APPROVED	2021-07-07
HI	RA	APPROVED	2020-01-17
FL	RA	APPROVED	2020-01-07
TX	RA	APPROVED_RES	2018-10-25
OR	RA	APPROVED	2017-06-19
NV	RA	APPROVED	2017-03-03
CA	RA	APPROVED	2007-07-26

KY RA
APPROVED

Since 2025-08-19
IA RA
APPROVED

Since 2025-04-09
SD RA
APPROVED

Since 2025-01-10
IN RA
APPROVED

Since 2025-01-06
NC RA
APPROVED

Since 2024-08-14
WA RA
APPROVED

Since 2023-07-19
NM RA
APPROVED

Since 2023-02-08
MN RA
APPROVED

Since 2022-07-13
AR RA
APPROVED

Since 2021-08-12
AZ RA
APPROVED

Since 2021-07-07
HI RA
APPROVED

Since 2020-01-17
FL RA
APPROVED

Since 2020-01-07
TX RA
APPROVED_RES

Since 2018-10-25
OR RA
APPROVED

Since 2017-06-19
NV RA
APPROVED

Since 2017-03-03
CA RA
APPROVED

Since 2007-07-26

Branch Locations

5405 Morehouse Drive Suite 245, San Diego, CA 92121 • United States

2999 Douglas Blvd Suite 180, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Antelope	CA	10/1993	Present
Guardian Life Insurance Co Of America	Roseville	CA	10/2013	Present
Park Avenue Securities,Llc	Roseville	CA	10/2013	Present

10/1993 → Present

Self Employed

Antelope, CA
10/2013 → Present

Guardian Life Insurance Co Of America

Roseville, CA
10/2013 → Present

Park Avenue Securities,Llc

Roseville, CA

Other Businesses

1. Other Insurance Products-offer my clients other insurance and fixed annuity products when appropriate and/or when another company has expertise for a specific situation., Start: 08/31/1993, Address: Guardian address, 4 bus hrs per month , Investment related, 2. Rental Property/Timeshare Rentals/Vacation Home-currently own 2 residential homes., Start: 03/01/2005, Address: One address per property, Hrs per month - Tot/Bus: 8/2, Investment related, 3. LegalShield-provide the Legal Shield coverage to business owners and clients so that my client's put in place a least some form of wills, POA, and advance directives through the Legal Shield plan., Start: 12/01/2012, Address: 333 N Indian Hill Blvd., Claremont, CA 91711, 1 bus hr per month, Not investment related, 4. Alternate Power of Attorney for family member, Start: 08/02/2010, Address: 2377 Sutter View Lane Lincoln, CA 95648, 0 hrs per month, Investment related, 5. Co Trustee of a family revocable trust, dated October 27, 1999, Start:08/02/2010, Address: 2377 Sutter View Lane Lincoln, CA 95648, 0 hrs per month, Investment related, 6. Douglas M . Brauer DBA Elevate Financial Coaching , Start: 03/01/2021, Address: 333 N Indian Hill Blvd., Claremont, CA 91711, 160 total hours per month, 160 during securities trading hours, Investment related, More than 10% annual compensation. 7. St Matthew Lutheran Church - Endowment Committee, Start Date: 7/1/2025, Address: 3785 Placer Corporate Dr., Rocklin, CA 95765, 1 hour/month; 0.5 hour/month during trading. Investment Related, No annual compensation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-09
S63	Uniform Securities Agent State Law Examination	1996-12-03

S65 Uniform Investment Adviser Law Examination

2007-07-09
S63 Uniform Securities Agent State Law Examination

1996-12-03

Other Names

Douglas Michael Brauer

View on SEC IAPD