Brian Louis Headrick

Current Employers

Legend Private Wealth, Llc

15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-07-28
NC	RA	APPROVED	2020-06-01
IL	RA	APPROVED	2020-05-22
TX	RA	APPROVED	2020-05-18

OH RA
APPROVED

Since 2025-07-28
NC RA
APPROVED

Since 2020-06-01
IL RA
APPROVED

Since 2020-05-22
TX RA
APPROVED

Since 2020-05-18

Branch Locations

Waxhaw, NC • United States

15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	11/1996	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	05/2020
Legend Private Wealth, Llc	Charlotte	NC	05/2020	Present

11/1996 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2016 → 05/2020

Northwestern Mutual Wealth Management Company

Milwaukee, WI
05/2020 → Present

Legend Private Wealth, Llc

Charlotte, NC

Previous Registrations

2007-08-10 → 2020-05-21

Northwestern Mutual Investment Services, Llc

Chicago, IL

Charlotte, NC

Oak Brook, IL

Charlotte, NC

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-01
S63	Uniform Securities Agent State Law Examination	1997-07-18

S66 Uniform Combined State Law Examination

2007-06-01
S63 Uniform Securities Agent State Law Examination

1997-07-18

Designations

Other Names

Brian L Headrick

View on SEC IAPD