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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-21 |
| MT | RA | APPROVED | 2013-10-23 |
Branch Locations
101 River Drive North Suite 101, Great Falls, MT 59401-4200 • United States
Great Falls, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Great Falls | MT | 10/2013 | Present |
(1) FACE 53, LLC; ADDRESS: 908 CENTRAL AVE. GREAT FALLS, MT 59401; BUSINESS DESCRIPTION: COMMERCIAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 10/2010; CAPACITY: OWNER-PASSIVE; DUTIES: LIAISON WITH TENANT; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) HERB WALTERMIRE COMMUNITY ENHANCEMENT FOUNDATION; ADDRESS: 1018 36TH AVE NE, GREAT FALLS, MT 59404; BUSINESS DESCRIPTION: SCHOLARSHIP AND COMMUNITY FUNDING; NOT INVESTMENT RELATED; START DATE: 04/27/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: FINANCING COMMITTEE; HOURS DEVOTED PER WEEK: .10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE; 3) NAME OF ENTITY: Robertson Properties LLC ADDRESS: 4008 17th Ave So, Great Falls, Montana, 59405 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01/04/2025 CAPACITY: Rental Property DUTIES: Owner - Lease and manage the property. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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