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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-03 |
| FL | RA | APPROVED | 2024-01-19 |
| MD | RA | APPROVED | 2024-01-19 |
Branch Locations
201 Thomas Johnson Dr Suite 208, Frederick, MD 21702 • United States
1413 Pennsylvania Ave., Hagerstown, MD 21742 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 07/2015 | 03/2019 |
| Questar Asset Mangement | Minneapolis | MN | 07/2015 | 03/2019 |
| Woodbury Financial Services, Inc. | Frederick | MD | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Venice | FL | 01/2024 | Present |
1) Osaic POSITION: Investment advisor representative. NATURE: Advisory. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/19/2024 ADDRESS: 1413 Pennsylvania Ave, Hagerstown, MD 21742 DESCRIPTION: Investment advisory services. 2) COMPREHENSIVE FINANCIAL PLANNING GROUP, LLC POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/13/2015 ADDRESS: 1413 Pennsylvania Ave, Hagerstown, MD 21742, United States DESCRIPTION: Sell Life Insurance, Fixed Annuities, Long Term Care Insurance and Disability Insurance 3) B.T. MAX HOLDINGS, LLC POSITION: Purpose of this OBA is to disclose my LLC NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/05/2021 ADDRESS: 1413 Pennsylvania Ave., Hagerstown MD 21742, United States DESCRIPTION: The LLC owns a property 1413 PA Ave, Hagerstown MD 21742. The LLC is registered as my home address 105 Gabriel Court Smithsburg, MD 21783
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-23 |
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