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Moses Francis

Strategic Advisers LLC

Spring, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Spring, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Houston TX 03/2016 06/2021
Jp Morgan Securities Llc Houston TX 03/2016 06/2021
God'S House Of Praise Inc Spring TX 03/2020 06/2021
Fidelity Investments Spring TX 06/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2016 → 06/2021
    Jpmorgan Chase Bank
    Houston, TX
  • 03/2016 → 06/2021
    Jp Morgan Securities Llc
    Houston, TX
  • 03/2020 → 06/2021
    God'S House Of Praise Inc
    Spring, TX
  • 06/2021 → Present
    Fidelity Investments
    Spring, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-26
S63 Uniform Securities Agent State Law Examination 2006-09-13
  • S65 Uniform Investment Adviser Law Examination
    2014-04-26
  • S63 Uniform Securities Agent State Law Examination
    2006-09-13
Other Names
  • Moses Lawrence Francis
  • Moses Lawrence Francis
  • Moses Lawrence Francis
  • Moses L. Francis
  • Moses L Francis
  • Moses L. Francis

View on SEC IAPD

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