Brian Francisco Medina

Current Employers

Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-07-03

CA RA
APPROVED

Since 2025-07-03

Branch Locations

Glendale, CA • United States

690 Lee Road, Wayne, PA 19087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimerfunds, Inc.	New York	NY	04/2003	04/2020
Oppenheimerfunds Distributor, Inc.	New York	NY	04/2003	04/2020
Invesco Distributors, Inc.	Houston	TX	05/2019	04/2021
T Rowe Price	Baltimore	MD	05/2021	06/2025
Hartford Funds Distributors, Llc	Wayne	PA	07/2025	Present
Hartford Funds Management Company, Llc	Wayne	PA	07/2025	Present

04/2003 → 04/2020

Oppenheimerfunds, Inc.

New York, NY
04/2003 → 04/2020

Oppenheimerfunds Distributor, Inc.

New York, NY
05/2019 → 04/2021

Invesco Distributors, Inc.

Houston, TX
05/2021 → 06/2025

T Rowe Price

Baltimore, MD
07/2025 → Present

Hartford Funds Distributors, Llc

Wayne, PA
07/2025 → Present

Hartford Funds Management Company, Llc

Wayne, PA

Previous Registrations

2021-09-30 → 2025-06-25

T. Rowe Price Associates, Inc.

Glendale, CA
2004-06-11 → 2005-12-19

Ofi Private Investments Inc

New York, NY
2002-02-13 → 2003-03-12

A. G. Edwards & Sons, Inc.

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-09-29
S66	Uniform Combined State Law Examination	2002-01-28
S63	Uniform Securities Agent State Law Examination	1996-12-19

S65 Uniform Investment Adviser Law Examination

2021-09-29
S66 Uniform Combined State Law Examination

2002-01-28
S63 Uniform Securities Agent State Law Examination

1996-12-19

Other Names

Brian F Medina

View on SEC IAPD