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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-17 |
| OK | RA | APPROVED | 2019-06-14 |
Branch Locations
6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States
Tulsa, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 10/2017 | 11/2017 |
| Consolidated Fabrication And Constructors | Tulsa | OK | 10/2015 | 01/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2019 | 02/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2019 | 02/2019 |
| Ubs Financial Services Inc | Tulsa | OK | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-18 |
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