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Current Employers
Modern Capital Advisors, Llc

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-21
  • TX RA
    APPROVED
    Since 2022-01-21

Branch Locations

Pearland, TX • United States

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Partners Financial Services, Llc Mt. Pleasant SC 01/2015 Present
Modern Capital Advisors, Llc Mt. Pleasant SC 10/2014 Present
  • 01/2015 → Present
    Liberty Partners Financial Services, Llc
    Mt. Pleasant, SC
  • 10/2014 → Present
    Mt. Pleasant, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-13
S63 Uniform Securities Agent State Law Examination 1996-12-26
  • S65 Uniform Investment Adviser Law Examination
    1998-03-13
  • S63 Uniform Securities Agent State Law Examination
    1996-12-26
Other Names
  • Mike Gorman

View on SEC IAPD

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