Craig Crofton Frieders

Current Employers

Employment History

• 06/2005 → Present
  Rb Capital Management, Llc
  Walnut Creek, CA
• 08/2005 → Present
  Crofton Capital Management
  Walnut Creek, CA
• 05/2011 → Present
  Apw Capital, Inc.
  Rockaway, NJ
• 04/2009 → Present
  Ameriestate Legal Plan Inc.
  Costa Mesa, CA

Previous Registrations

• 2005-06-14 → 2015-12-31
  Rb Capital Management, Llc
  Brisbane, CA
  Walnut Creek, CA
  Walnut Creek, CA
  Reno, NV
• 2003-09-15 → 2004-10-06
  Gunnallen Financial, Inc
  Brisbane, CA
• 2003-04-15 → 2003-09-16
  Oppenheimer Asset Management
  New York, NY
• 2003-01-03 → 2003-04-15
  Oppenheimer & Co. Inc.
  San Francisco, CA
• 2002-04-11 → 2003-01-03
  Cibc World Markets Corp.
  San Francisco, CA

Other Businesses

1-Crofton Capital Mgmt.; Walnut Creek, CA; Fixed Ins./Excludes Equity Index; dba name: Crofton Capital Management; Svc/ description: Independent Ins. Agent-Term Life And Long Term Care; Corporation; start date: 7/10/2001; 5% time spent; duties: Independent Insurance Agent; title: Owner. 2-AmeriEstate Legal Plan, Inc.; Costa Mesa, CA; svc. description: Assist clients in completing their estate planning; Corporation; start date: 4/21/2009; title: Representative; 3% time spent; duties: Gather info to submit to the attorney at Ameriestate. 3-Investment Capital Group Mortgage; Burlingame, CA; dba name: Crofton Capital Mgmt.; Corporation; start date: 12/14/2010; title: Mortgage Originator Licensee; duties: mortgage originator licensee; 3% time spent. 4-RB Capital Mgmt. LLC; Walnut Creek, CA; RIA; Investment Advisory Rep.; dba name: Crofton Capital Mgmt.; Corporation; start time: 6/1/2005; title: Owner; duties: Recommendation of no-load mutual funds for a fee mgmt.; 100% time spent. 5-Crofton Capital Management, Inc.; Walnut Creek, CA; svc. description: Investment Advisory d/b/a; start date: 9/1/2005; Corporation; title: Owner; duties: Financial planning/investment advisory; 100% time spent. 6-James R. Ochinero Family, LLC; Walnut Creek, CA; Service description: Managing member of family LLC that manages a 50% interest; Title: Managing Member; Start date: 10/30/2014; Duties: Managing member of family LLC that owns a 50% commercial real estate interest in Fresno, CA. My role is to represent my mother Sharon Frieders and aunt, Linda Ochinero in their 50% interest; Time spent: <1%. 7-Craig Frieders; Walnut Creek, CA; Service description: Rental properties owned; State date: 09/01/2006; Title: Owner/Landlord; Time spent: 4-6 hrs./month. 8-Boys Team Charity, Investment related: No, PO BOX 31471, Walnut Creek, CA, 94598, Non Profit Community Charitable Organization, Co-VP of Philanthropy, 05/01/2026, 1-2 hours per month, The Co-VP of Philanthropy for a Boys Team Charity (btc) league facilitates community service opportunities for members, managing partnerships with local nonprofits and overseeing volunteer opportunities for parents and sons. This leadership role ensures philanthropic goals are met by tracking service hours, coordinating events, and supporting the league's mission of developing an altruistic spirit. Key Responsibilities: participating in quarterly board meetings and sending emails between volunteers and community organizations to make sure volunteer opportunities and coordination run smoothly.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-18
• S63 Uniform Securities Agent State Law Examination
  1997-07-14