Stephen Clarke Baker

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-01-24

VA RA
APPROVED

Since 2017-01-24

Branch Locations

Winchester, VA • United States

4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual/United Of Omaha Insurance Company	Roanoke	VA	08/1995	Present
Mutual Of Omaha Investor Services, Inc.	Roanoke	VA	08/1995	Present

08/1995 → Present

Mutual/United Of Omaha Insurance Company

Roanoke, VA
08/1995 → Present

Mutual Of Omaha Investor Services, Inc.

Roanoke, VA

Other Businesses

MILLBROOK PIONEER ATHLETIC ASSOC., BOOSTER CLUB FOR HIGH SCHOOL ATHLETICS, APRIL 2003 TO CURRENT, HELP RAISE FUNDS THROUGH CONCESSION STANDS, T SHIRT SALES FOR SCHOOL DTEAMS; DBA STEPHEN C. BAKER INSURANCE AND FINANCIAL SERVICES, LLC. MILLBROOK HIGH FOR PA ANNOUNCING @GAMES; $35/ NIGHT; EFF 12/09. Stephen Baker, insurance agent; life, health, and annuities. August 1995 through present.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-03

S63 Uniform Securities Agent State Law Examination

1997-01-03

Designations

View on SEC IAPD