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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-07
FL RA APPROVED 2007-06-06
  • TX RA
    APPROVED_RES
    Since 2022-04-07
  • FL RA
    APPROVED
    Since 2007-06-06

Branch Locations

Tampa, FL • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Tampa FL 07/2000 Present
Principal Life Insurance Company Tampa FL 10/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-02
S63 Uniform Securities Agent State Law Examination 1999-03-29
  • S66 Uniform Combined State Law Examination
    2007-06-02
  • S63 Uniform Securities Agent State Law Examination
    1999-03-29
Other Names
  • Melinda Kaye Rollins
  • Kaye Cronin

View on SEC IAPD

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