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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-02-24
FL RA APPROVED 2024-10-28
  • GA RA
    APPROVED
    Since 2025-02-24
  • FL RA
    APPROVED
    Since 2024-10-28

Branch Locations

Blue Ridge, GA • United States

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Fort Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 08/2012 09/2024
Suntrust Advisory Services Atlanta GA 09/2016 09/2024
Oppenheimer & Co. Inc. Fort Lauderdale FL 10/2024 Present
  • 08/2012 → 09/2024
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 09/2024
    Suntrust Advisory Services
    Atlanta, GA
  • 10/2024 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2016-09-12 → 2024-10-15
    Lighthouse Point, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Pompano Beach, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Pembroke Pines, FL
    Hollywood, FL
    Ft. Lauderdale, FL
    Hollywood, FL
    Hialeah, FL
  • 2012-09-05 → 2016-12-31
    Truist Investment Services, Inc.
    Fort Lauderdale, FL
    Coconut Creek, FL
    Lighthouse Point, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Lauderdale-By-The-Sea, FL
    Pembroke Pines, FL
    Pompano Beach, FL
    Fort Lauderdale, FL
    Pembroke Pines, FL
    Hollywood, FL
    Hollywood, FL
    Hollywood, FL
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
    Hollywood, FL
    Miami Lakes, FL
    Pompano Beach, FL
    Pompano Beach, FL
    Lauderdale-By-The-Sea, FL
    Tampa, FL
    Lauderdale-By-The-Sea, FL
    Miami Springs, FL
  • 2010-01-19 → 2012-08-31
    Fort Lauderdale, FL
    Margate, FL
    Tamarac, FL
    Tamarac, FL
    Tamarac, FL
    Fort Mill, SC
    Palm City, FL
    Fort Lauderdale, FL
    Pompano Beach, FL
    Palm City, FL
  • 2008-05-08 → 2010-01-20
    Cetera Investment Services Llc
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
  • 2007-10-25 → 2008-05-05
    Morgan Stanley & Co. Llc
    Aventura, FL
  • 2007-04-02 → 2007-08-28
    Morgan Stanley & Co. Llc
    Ft. Lauderdale, FL
  • 2006-10-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-18
S63 Uniform Securities Agent State Law Examination 1997-06-05
  • S66 Uniform Combined State Law Examination
    2006-10-18
  • S63 Uniform Securities Agent State Law Examination
    1997-06-05
Designations

View on SEC IAPD

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