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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-02-24 |
| FL | RA | APPROVED | 2024-10-28 |
Branch Locations
Blue Ridge, GA • United States
100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States
Fort Lauderdale, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 08/2012 | 09/2024 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 09/2024 |
| Oppenheimer & Co. Inc. | Fort Lauderdale | FL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-05 |
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