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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-22 |
| NJ | RA | APPROVED | 2020-12-17 |
Branch Locations
915 Broadway Ground Floor, New York City, NY 10010 • United States
2308 Broadway, New York City, NY 10024-4301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Garden City | NY | 10/2005 | 04/2018 |
| Td Ameritrade, Inc. | Omaha | NE | 02/2018 | 04/2018 |
| Unemployed | Mineola | NY | 05/2018 | 08/2018 |
| Mbsc Securities Corporation | Uniondale | NY | 09/2018 | 04/2019 |
| Td Ameritrade | Great Neck | NY | 04/2019 | 12/2020 |
| Charles Schwab & Co., Inc. | Great Neck | NY | 12/2020 | Present |
| Td Ameritrade Investment Management, Llc | Great Neck | NY | 04/2019 | 12/2020 |
| Charles Schwab Bank, Ssb | New York City | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-28 |
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