Eric Michael Flaten

Current Employers

Employment History

• 09/2015 → 09/2016
  Concert Wealth Management, Inc.
  San Jose, CA
• 09/2016 → 08/2024
  Sowell Management
  North Little Rock, AR
• 08/2024 → 02/2025
  Lifepro Asset Management
  San Diego, CA
• 02/2025 → Present
  Simplicity Wealth
  Summit, NJ

Previous Registrations

• 2024-08-02 → 2025-02-14
  Lifepro Asset Management
  San Diego, CA
  East Wenatchee, WA
• 2016-09-26 → 2024-10-18
  Sowell Management
  Port Orchard, WA
  North Little Rock, AR
  Gig Harbor, WA
  Wenatchee, WA
  East Wenatchee, WA
• 2015-09-03 → 2017-01-03
  Concert Wealth Management
  Port Oakland, WA
  San Jose, CA
• 2009-06-01 → 2015-09-24
  Morgan Stanley
  Seattle, WA
  Silverdale, WA
• 2008-02-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Seattle, WA
• 2003-03-28 → 2008-02-25
  Wells Fargo Investments, Llc
  Seattle, WA
  Seattle, WA
• 1999-08-13 → 2003-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA

Other Businesses

1) WA Insurance Producer License (Life, Disability, Variable Life, Variable Annuity); ePersonal Insurance; investment related; independent insurance agent; license effective 07/2009; less than 5 hrs/mo during trading; sale of insurance policies 2) Pro-Vision Realty, Inc., non-investment related. 32025 108th Ave SE, Auburn, WA 98092. Real Estate broker beginning in July 2018. 10 hours per month, 0 trading hours. Obtained real estate broker license for personal and family use only. 3) ePersonal Financial, LLC; investment related; 355 Pugsley Pl NW, East Wenatchee, WA 98802; financial advisory services; Financial Founder & Senior Advisor; 11/2016; DBA to market financial advisory services. 4) ePersonal College LLC; non-investment related. College Planning and Admission services, provide college planning services to families & students. 80 hours per month, 4 hours per month during trading hours. 5) Legacy Landing Homeowners Association; non-investment related. Treasurer of the board beginning in March 2023. Non-compensated board position. Duties include; annual budgeting, attending board meetings, tax and state filings, and paying vendors. less than 5 hours per month, 0 hours per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-25
• S63 Uniform Securities Agent State Law Examination
  1996-12-31