Edward Anthony Conti

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-09-19
WA	RA	APPROVED	1997-01-24

TX RA
APPROVED_RES

Since 2013-09-19
WA RA
APPROVED

Since 1997-01-24

Branch Locations

Bellevue, WA • United States

10655 Ne 4Th St Ste 503, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Bellevue	WA	09/2005	03/2020
Ameriprise Financial Services, Llc	Bellevue	WA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Bellevue, WA
03/2020 → Present

Ameriprise Financial Services, Llc

Bellevue, WA

Other Businesses

Independent Insurance Brokering; Kaiser Permanente (Absorbed Group Health); 03/31/2002; Health. Business Ownership; VWM Operations LLC; Owner; Ameriprise PWA Financial Planning Practice; 10655 NE 4th Street, SUITE 503, BELLEVUE, WA, 98004; Investment-Related; 01/01/2017; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-01-16
S65	Uniform Investment Adviser Law Examination	1997-01-16

S63 Uniform Securities Agent State Law Examination

1997-01-16
S65 Uniform Investment Adviser Law Examination

1997-01-16

Other Names

Ed Conti
Edward Anthony Conti

View on SEC IAPD