Trina Nachea Duhon Aams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-01-10
LA	RA	APPROVED	2014-02-28

TX RA
APPROVED

Since 2018-01-10
LA RA
APPROVED

Since 2014-02-28

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Pearland	TX	02/2014	Present

02/2014 → Present

Lpl Financial Llc

Pearland, TX

Previous Registrations

2011-03-30 → 2014-03-03

Edward Jones

St Louis, MO

Sulphur, LA

Lake Charles, LA

Other Businesses

1. 02/28/2014 - Duhon Wealth Management LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 5/12/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/05/2017 - 40 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-27
S63	Uniform Securities Agent State Law Examination	1996-12-11

S65 Uniform Investment Adviser Law Examination

2016-10-27
S63 Uniform Securities Agent State Law Examination

1996-12-11

Other Names

Trina N Andrews
Trina Nachea Andrews
Trina Nachea Duhon

View on SEC IAPD