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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-15 |
Branch Locations
2625 Townsgate Rd Suite 300, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eagle Strategies Llc | San Ramon | CA | 05/2016 | Present |
| Nylife Securities Llc | Oakland | CA | 10/1996 | Present |
| New York Life Insurance Company | New York | NY | 09/1996 | Present |
[PASSIVE INVESTOR; IN OIL AND GAS DRILLING WITH OAG RESOURCES; investment related; start date 08/2006] [Rental Property; Generating rental income; 1379 Village Park Dr NE, Atlanta, GA 30319; Start Date 11/2017; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-13 |
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