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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Dublin | OH | 01/2015 | 02/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Dublin | OH | 01/2015 | 02/2018 |
| Unemployed | Galena | OH | 03/2018 | 06/2018 |
| Cantor Fitzgerald & Co. | Galena | OH | 07/2018 | 03/2019 |
| Cantor Fitzgerald Investment Advisors, Lp | Galena | OH | 07/2018 | 03/2019 |
| Integrity Funds Distributor, Llc | Minot | ND | 03/2019 | Present |
| Pnc Investments, Llc | Columbus | OH | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-31 |
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