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Scott Alan Marx

Smp Financial Planning, LLC

Falls Church, VA

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Current Employers
Smp Financial Planning, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-13
MD RA APPROVED 2025-08-22
DC RA APPROVED 2023-11-29
VA RA APPROVED 2023-04-23
  • NY RA
    APPROVED
    Since 2026-05-13
  • MD RA
    APPROVED
    Since 2025-08-22
  • DC RA
    APPROVED
    Since 2023-11-29
  • VA RA
    APPROVED
    Since 2023-04-23

Branch Locations

Falls Church, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Falls Church MD 07/2022 10/2022
Smp Financial Planning, Llc Washington DC 11/2022 Present
Tiaa Bethesda MD 06/2010 06/2022
Tiaa-Cref Individual & Institutional Services, Llc Bethesda MD 06/2010 06/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-01
S63 Uniform Securities Agent State Law Examination 2002-03-01
  • S66 Uniform Combined State Law Examination
    2010-07-01
  • S63 Uniform Securities Agent State Law Examination
    2002-03-01
Designations
Other Names
  • Scott Marx

View on SEC IAPD

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