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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
MA RA APPROVED 2014-09-25
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • MA RA
    APPROVED
    Since 2014-09-25

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Boston MA 09/2014 Present
Flagship Harbor Advisors, Llc Boston MA 09/2014 Present
Previous Registrations
Other Businesses

(1) 09/02/2014: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 346 Commercial Street, Boston, MA 02109 - Started 08/08/2014 - 100% Time Spent (2) 09/02/2014: No Business Name - Non-Variable Insurance - Investment Related - 346 Commercial Street, Boston, MA 02109 - Started 08/08/2014 - 1% Time Spent - Insurance Agent offering fixed annuities and fixed insurance (3) 09/29/2014: Flagship Harbor Advisors - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors - Investment Related - 346 Commercial Street, Boston, MA 02109 - Started 08/08/2014 - 75% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in August, 2014. I expect to spend approximately 75% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4). 10/15/2018 - Cameron Real Estate Group Inc. - Investment Related - 20C Del Carmine Street Wakefield, MA 01880 - Mortgage/Real Estate Services - Start Date:10/01/2018 - 16 Hours Per Month/4 Hours During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-17
S63 Uniform Securities Agent State Law Examination 1999-10-18
  • S65 Uniform Investment Adviser Law Examination
    2014-03-17
  • S63 Uniform Securities Agent State Law Examination
    1999-10-18

View on SEC IAPD

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