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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leonard Bettencourt | Turlock | CA | 11/1977 | Present |
| 1St Global Capital Corp. | Turlock | CA | 09/1999 | 10/2019 |
| 1St Global Advisors, Inc | Turlock | CA | 11/1999 | 10/2019 |
| Avantax Insurance Services, Inc. | Turlock | CA | 03/2005 | 09/2025 |
| Avantax Advisory Services | Turlock | CA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Turlock | CA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) TENANT IN COMMON INTEREST FOR OFFICE BUILDING RENTED TO ACCOUNTING FIRM POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1993 DESCRIPTION: Rental real estate 2) LEONARD BETTENCOURT; CPA; ; NIR; 11/01/1977;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-22 |
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