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Thomas Edward Hess

Ip Financial Advisory Services LLC

Huntington Beach, CA

Charlotte, NC

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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-23
  • CA RA
    APPROVED
    Since 2024-05-23

Branch Locations

Huntington Beach, CA • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mastro's Restaurants Costa Mesa CA 08/2015 Present
Parsonex Securities Englewood CO 01/2021 05/2024
Innovation Partners Llc Charlotte NC 05/2024 Present
Ip Financial Advisory Services Llc Charlotte NC 05/2024 Present
  • 08/2015 → Present
    Mastro's Restaurants
    Costa Mesa, CA
  • 01/2021 → 05/2024
    Parsonex Securities
    Englewood, CO
  • 05/2024 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 05/2024 → Present
    Ip Financial Advisory Services Llc
    Charlotte, NC
Other Businesses

1) Mastro's Steak House. Start: 08/2015. Non-Investment Related. https://www.mastrosrestaurants.com/. Waiter. 25hrs per week.___

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-07
S63 Uniform Securities Agent State Law Examination 2021-01-15
  • S65 Uniform Investment Adviser Law Examination
    2022-11-07
  • S63 Uniform Securities Agent State Law Examination
    2021-01-15
Other Names
  • Tom Edward Hess

View on SEC IAPD

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