Lewis Winston Detz

Current Employers

Employment History

• 10/2005 → 06/2024
  Securities America Inc.
  Lake St. Louis, MO
• 10/2005 → 06/2024
  Securities America Advisors, Inc.
  Lake St. Louis, MO
• 08/2007 → Present
  Financial Transitions, Llc
  Lake St. Louis, MO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake St Louis, MO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake St Louis, MO

Previous Registrations

• 2005-10-19 → 2024-06-14
  Securities America Advisors, Inc.
  Lake St Louis, MO
  St Louis, MO
• 2003-07-25 → 2005-08-29
  Morgan Stanley Dw Inc.
  St Charles, MO
• 2003-07-01 → 2003-07-28
  Wells Fargo Clearing Services, Llc
  St Louis, MO
• 1996-12-02 → 2003-07-01
  Prudential Equity Group, Llc
  St Louis, MO

Other Businesses

***SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT ADVISORY SERVICES - INVESTMENT RELATED: YES - START DATE: 10/2005 LOCATED AT 9 RACINE CT; LAKE ST. LOUIS, MO 63367 ***FINANCIAL TRANSITIONS - CONSULTING SERVICES POSITION: Consultant Business Planning NATURE: I provide small business consulting on business planning, strategic thought, demographic-real estate market research, accounting review and with the two client group/companies I work with. I do their annual Federal and State business tax returns to be signed by the Managing Partner and Tax Matters Partner or CEO. These companies are in Missouri and the other in Washington state. I conduct quarterly operation review/reporting either face to face with the Managing Partner or over the phone with entity that is in the State of Washington and visit the client usually at least once a year. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2006 ADDRESS: 9 RACINE COURT, LAKE ST LOUIS MO 63367, United States DESCRIPTION: I provide small business consulting on business planning, strategic thought, demographic-real estate market research, accounting review and with the two client group/companies I work with I do their annual Federal and State business tax returns to be signed by the Managing Partner and Tax Matters Partner. ***FINANCIAL TRANSITIONS LLC [TAXATION SERVICES] POSITION: Principal and Preparer NATURE: General Federal and State Tax Return Preparation as Registered Tax Return Preparer. I prepare tax returns for the following categories of returns: 1040 Individua/JT series, 1041 Trust-Estates-Fiduciary, 1120 Corp SubChapter S, and 1065 Partnership returns. I also usually take care of the mirror returns at the state levels. My clientele has generally be referrals as time has passed. Although I do do personal tax returns for some of my investment clients and they understand this service is separate and away from my role as their Financial Advisor with SAI/SAA, and equal number or more of the clients are only tax issue clients. I have mentioned the business tax activities in my discussion of my Consultant OBA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 9 RACINE COURT, LAKE ST LOUIS MO 63367, United States DESCRIPTION: Preparation and generally efile of required Tax Returns for Individuals, LLC Partnerships, Corporate SubChapter S and Estates-Trusts. ***NOTARY PUBLIC POSITION: NOTARY ACTS ON DEMAND NATURE: NOTARY PUBLIC - LESS THAN 1% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2018 ADDRESS: 9 RACINE COURT, LAKE ST LOUIS MO 63367, United States DESCRIPTION: When asked or required by friends, clients and the public I carry out the normal duties of Notary Public focused on St. Charles County, Mo.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-27
• S63 Uniform Securities Agent State Law Examination
  1996-11-26

Other Names

• Lew Detz