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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-20 |
| LA | RA | APPROVED | 2019-03-11 |
Branch Locations
909 Poydras Street; Suite 1300 First Bank & Trust Tower, New Orleans, LA 70112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | New Orleans | LA | 11/2007 | 03/2019 |
| Bank Of America,Na | New Orleans | LA | 12/2009 | 03/2019 |
| Raymond James & Associates, Inc. | New Orleans | LA | 03/2019 | Present |
(1)Name of Business: Filet and Release LLC Address: 312 Millaudon Street, New Orleans, LA, 70118, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/11/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: cleaning and catching fish\n\npaying the property tax (2)Name of Business: Flat Calm, LLC Address: 312 Millaudon Street, New Orleans , LA, 70118, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 09/30/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be a member of a LLC formed by my immediate family, My Brother, Brother In Law, and Father. We are buying a vacation home in Long Beach North Carolina to use as a vacation home for our families.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-02 |
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