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Gainesville, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-15 |
| GA | RA | APPROVED | 2021-01-25 |
| FL | RA | APPROVED | 2019-09-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W.A. Griffin Financial Services Inc. | Orlando | FL | 04/2019 | Present |
| Questar Capital Corporation | Minneapolis | MN | 08/2014 | 05/2017 |
| Questar Asset Management | Gainesville | GA | 08/2014 | 05/2017 |
| W.A. Griffin Financial Services Inc. | Orlando | FL | 01/1992 | Present |
Insurance Agent; Life Insurance/ Fixed Annuity; Investment related: Yes; Location: 17645 Sailfin Dr. Orlando FL 32820; Description of the business: May occasionally sell term life insurance and/or fixed annuities; Started: 01-1992; During trading hours: 1 - During outside trading hours: 1 - Expected total yearly compensation derived from the business: 10
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-02 |
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