Joshua W Wagler

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2010-10-20

CO RA
APPROVED

Since 2010-10-20

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	06/2000	Present
Charles Schwab Bank	Lone Tree	CO	10/2010	Present

06/2000 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
10/2010 → Present

Charles Schwab Bank

Lone Tree, CO

Other Businesses

6/01/2009-FIRE SPRINKLER SERVICES, INC. 241 MEL RAY ROAD, GLENWOOD SPRINGS, CO 81601. VICE PRESIDENT WITH NO DUTIES. THE BUSINESS TESTS, INSPECTS, AND REPAIRS FIRE SPRINKLER SYSTEMS AND ALSO TESTS AND INSPECTS BACKFLOW PREVENTERS. NON-INVESTMENT RELATED AND ZERO HOURS/MONTH AND 0 HOURS DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-19
S63	Uniform Securities Agent State Law Examination	2000-10-25

S66 Uniform Combined State Law Examination

2010-10-19
S63 Uniform Securities Agent State Law Examination

2000-10-25

Other Names

Josh Wagler
Joshua Wayne Wagler

View on SEC IAPD