Best Investors Account Sign in
Current Employers
Jw Golden Gate Investment, Llc

Fremont, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-04-14
  • CA RA
    APPROVED
    Since 2020-04-14

Branch Locations

Fremont, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jw Golden Gate Investment, Llc San Jose CA 03/2020 Present
Lpl Financial, Llc San Jose CA 10/2007 Present
Ihss San Francisco CA 01/2015 Present
  • 03/2020 → Present
    San Jose, CA
  • 10/2007 → Present
    Lpl Financial, Llc
    San Jose, CA
  • 01/2015 → Present
    Ihss
    San Francisco, CA
Previous Registrations
  • 2004-10-20 → 2007-06-01
    Banc Of America Investment Services, Inc.
    San Jose, CA
    Fremont, CA
    Fremont, CA
  • 2003-06-02 → 2004-10-20
    Quick & Reilly, Inc.
    San Jose, CA
  • 2001-06-18 → 2003-04-01
    Cupertino, CA
Other Businesses

1. 02/06/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-software programmer - software programmer - Start Date 02/01/2018 - 40 Hours Per Month/0 During Securities Trading. 2. 4/30/2020 - JW Golden Gate Investment, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/09/2020 - 40 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through JW GOLDEN GATE INVESTMENT, LLC, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/13/2021 - No Business Name - Not Investment Related - Palo Alto, CA - Outside/W-2 Employment - Start Date: 1/18/2021 - 80 Hours Per Month/1 Hour During Securities Trading - Personal Assistant. 4. 11/09/2023 - HEALTH ASSISTANT - Other - IHSS - Not Investment Related - San Francisco, CA - Start Date 10/15/2023 - 40 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-02
S63 Uniform Securities Agent State Law Examination 1996-10-28
  • S65 Uniform Investment Adviser Law Examination
    1997-06-02
  • S63 Uniform Securities Agent State Law Examination
    1996-10-28
Other Names
  • Jane Wang
  • Qian Wang
  • Jane Wang

View on SEC IAPD

More in Fremont, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor