Best Investors Account Sign in

Carey L Pitman

Morgan Stanley

New York, NY

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2018-05-22
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2018-05-22

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Purchase NY 07/2011 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2017 05/2018
Morgan Stanley New York NY 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-07
S63 Uniform Securities Agent State Law Examination 1997-01-08
  • S66 Uniform Combined State Law Examination
    2009-12-07
  • S63 Uniform Securities Agent State Law Examination
    1997-01-08
Other Names
  • Carey Lynn Pitman
  • Carey Pitman

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor