Jeffry Scott Livingston

Current Employers

Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2014-04-16

IL RA
APPROVED

Since 2014-04-16

Branch Locations

Chicago, IL • United States

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Regal Securities	Glenview	IL	08/2012	Present

08/2012 → Present

Regal Securities

Glenview, IL

Previous Registrations

2011-08-01 → 2012-08-07

Brokersxpress Llc

Chicago, IL

Chicago, IL

Chicago, IL

Chicago, IL
2008-01-01 → 2011-08-01

Wells Fargo Clearing Services, Llc

Chicago, IL
2001-11-16 → 2008-01-01

A. G. Edwards & Sons, Inc.

Chicago, IL

Chicago, IL

St. Louis, MO

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-05
S63	Uniform Securities Agent State Law Examination	1997-03-12

S65 Uniform Investment Adviser Law Examination

1998-05-05
S63 Uniform Securities Agent State Law Examination

1997-03-12