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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-24
OK RA APPROVED 2013-09-23
  • TX RA
    APPROVED
    Since 2013-09-24
  • OK RA
    APPROVED
    Since 2013-09-23

Branch Locations

1200 N.W. 63Rd, Oklahoma City, OK 73116 • United States

12324 North May Ave, Oklahoma City, OK 73120 • United States

300 S Bryant Ave, Edmond, OK 73034 • United States

7400 S. Pennsylvania, Oklahoma City, OK 73159 • United States

7255 Baymeadows Way, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Oklahoma City OK 02/2013 Present
Jpmorgan Chase Bank, N.A. Oklahoma City OK 11/1994 Present
  • 02/2013 → Present
    Oklahoma City, OK
  • 11/1994 → Present
    Jpmorgan Chase Bank, N.A.
    Oklahoma City, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-20
S63 Uniform Securities Agent State Law Examination 2000-09-26
  • S66 Uniform Combined State Law Examination
    2013-09-20
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26
Other Names
  • Bich-Nhiem Thi Tran

View on SEC IAPD

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