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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED_RES | 2020-05-18 |
| CT | RA | APPROVED | 2020-02-06 |
Branch Locations
55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc | Rockville | MD | 02/2019 | 11/2019 |
| Planning Works Llc | Mamaronek | NY | 01/2018 | 12/2019 |
| Id Travel Group | Larchmont | NY | 08/2015 | 01/2018 |
| Peeps Consulting | Larchmont | NY | 12/2013 | Present |
| Lpl Financial Llc | Mamaroneck | NY | 11/2019 | 12/2019 |
| Morgan Stanley | New York | NY | 01/2020 | Present |
1)11/26/19- Peeps Consulting - Interior design / Owner- Non-Inv. Related- Larchmont, NY- start date 12/1/13- 0%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
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